What We Provide:

Company Annual Filing – Assistance in filing mandatory ROC returns (AOC-4, MGT-7, etc.).

Director KYC & Compliance – Filing DIR-3 KYC and other director-related compliances.

Financial Statement Submission – Preparation and submission of balance sheets and profit & loss accounts.

Change in Company Structure – Support for changes in directors, shareholding, or registered office.

Regulatory Compliance & Advisory – Ensuring adherence to Companies Act and corporate governance norms.

Key Features Of ROC Compliance for Companies –

Mandatory Annual Filing – Companies must file financial statements (AOC-4) and annual returns (MGT-7) with the ROC.

Director & Shareholder Compliance – KYC updates, appointment, resignation, and shareholding changes must be reported.

Event-Based Reporting – Any structural changes like capital alteration, office address change, or director change require ROC notification.

Avoidance of Penalties – Timely compliance helps in avoiding hefty fines and legal actions under the Companies Act.

Regulatory Transparency – Ensures proper record-keeping and financial disclosure for corporate governance.

Documents Required

In case of Salaried Employee

PAN Card & Aadhaar Card – Identity proof for director compliance.

DIN (Director Identification Number) – Mandatory for company directors.

DIR-3 KYC Form – Annual KYC filing for directors.

Employment Details – If applicable, proof of employment and salary slips.

Digital Signature Certificate (DSC) – Required for ROC filings and approvals.

In other cases

Certificate of Incorporation – Proof of company registration.

MOA & AOA (Memorandum & Articles of Association) – Company’s legal framework.

PAN Card & TAN of the Company – Tax identification details.

Financial Statements – Balance sheet, profit & loss account, auditor’s report.

Annual Return Forms (AOC-4, MGT-7) – Mandatory ROC filings.

Director & Shareholder Details – DIN, DSC, KYC documents of directors.

Board Resolutions & Minutes – For approvals related to company changes.

Event-Based Documents – If applicable, documents for director change, capital alteration, or office address change.